SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Rocha Lucas de Carvalho

(Last) (First) (Middle)
7201 WEST FRIENDLY AVENUE

(Street)
GREENSBORO NC 27410

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIFI INC [ UFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Former Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/31/2022 M 1,554 A (1) 1,554 D
Common Stock 07/31/2022 D 1,554 D $13.86 0 D
Common Stock 07/31/2022 M 2,043 A (1) 2,043 D
Common Stock 07/31/2022 D 2,043 D $13.86 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/31/2022 M 1,554 (2) (2) Common Stock 1,554 $0 0 D
Restricted Stock Units (1) 07/31/2022 M 2,043 (3) (3) Common Stock 2,043 $0 0 D
Explanation of Responses:
1. Each restricted stock unit was the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, was settled in cash.
2. The Board of Directors of the issuer approved the accelerated vesting of all of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.
3. The Board of Directors of the issuer approved the accelerated vesting of 2,043 of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 30, 2020. The remaining 4,086 unvested restricted stock units from this grant were forfeited.
Remarks:
/s/ GREGORY K. SIGMON, attorney-in-fact 08/01/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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